Best Investors Account Sign in

Chase Warner Smith

Pnc Wealth Management LLC

Daphne, AL

Robertsdale, AL

Spanish Fort, AL

Claim This Profile
Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-03-13
  • AL RA
    APPROVED
    Since 2023-03-13

Branch Locations

2211 Highway 98, Daphne, AL 36526 • United States

22516 State Highway 59 South, Robertsdale, AL 36567 • United States

30500-A State Highway 181, Spanish Fort, AL 36527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2014 02/2023
Pnc Investments Llc Daphne AL 02/2023 Present
  • 06/2014 → 02/2023
    Edward Jones
    St Louis, MO
  • 02/2023 → Present
    Pnc Investments Llc
    Daphne, AL
Previous Registrations
  • 2014-10-06 → 2023-03-10
    Edward Jones
    St Louis, MO
    Daphne, AL
    Fairhope, AL
    Daphne, AL
Other Businesses

09/01/2019 / President / Sehoy POA / Non-Investment related / Zero hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-07
  • S66 Uniform Combined State Law Examination
    2014-08-07
Other Names
  • Chase Warner Smith

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
GANTT FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.
CHARLES SCHWAB & CO., INC.
EAGLE STRATEGIES LLC
EDWARD JONES
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

GEORGE HERVE BLAIS
GEORGE HERVE BLAIS
CLEVELAND DENNIS GANTT
MARK FARLOW
Randall Kevin Fidler
Colby Shane Dalrymple
KELLY SHAWN DOWELL
MELISSA CONNELL BALLARD

Other Offices

OSAIC WEALTH, INC. · DAPHNE, AL
GANTT FINANCIAL ADVISORS, LLC · DAPHNE, AL
PFS INVESTMENTS INC. · DAPHNE, AL
CHARLES SCHWAB & CO., INC. · Spanish Fort, AL
EAGLE STRATEGIES LLC · DAPHNE, AL
OSAIC WEALTH, INC. · DAPHNE, AL
EDWARD JONES · Spanish Fort, AL
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · DAPHNE, AL

More in Daphne, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor