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4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-18 |
| TX | RA | APPROVED_RES | 2021-10-29 |
| NJ | RA | APPROVED | 2021-04-30 |
Branch Locations
601 South Harbour Island Blvd Suite 109, Tampa, FL 33602 • United States
25 Roosevelt Blvd, Marmora, NJ 08223 • United States
Islamorada, FL • United States
Brigantine, NJ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Linwood | NJ | 12/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Linwood | NJ | 11/2016 | 12/2020 |
| Capitol Securities Management | Mamora | NJ | 04/2021 | Present |
| Unemployed | Brigantine | NJ | 12/2020 | 04/2021 |
| Joseph Fumo - Executive Bay Condominiums | Islamorada | FL | 02/2024 | Present |
1) Doing Business As: Fumo Financial LLC Investment-related: Yes 2) Name of Business: Joseph Fumo - Executive Bay Condominiums Investment-related: Yes Address: 87200 Overseas Hwy, Apartment P7 Islamorada, FL 33036 Nature of the other business: Condominium Rental Position, title, or relationship with the other business: Owner Start date: 2/12/24 Approximate number of hours/month you devote to the other business: 0 Approx number of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: will be renting out this condominium and utilizing a mangement compnay for all services associated with the income and tenants
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-30 |
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