Andrew William Shaw

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-26
CA	RA	APPROVED	2026-01-23

TX RA
APPROVED_RES

Since 2026-01-26
CA RA
APPROVED

Since 2026-01-23

Branch Locations

318 Fifth St, Eureka, CA 95501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	08/2018	01/2026
Stryker Corporation	Fremont	CA	08/2016	08/2018
Wells Fargo Clearing Services, Llc	Eureka	CA	01/2026	Present

08/2018 → 01/2026

Edward Jones

St Louis, MO
08/2016 → 08/2018

Stryker Corporation

Fremont, CA
01/2026 → Present

Wells Fargo Clearing Services, Llc

Eureka, CA

Previous Registrations

2018-08-10 → 2026-01-23

Edward Jones

Vista, CA

Cardiff By The Sea, CA

Vista, CA
2016-05-12 → 2016-09-07

J.P. Morgan Securities Llc

Arcata, CA

Eureka, CA
2014-07-14 → 2016-04-26

Cuna Brokerage Services, Inc.

Eureka, CA

Arcata, CA

Mckinleyville, CA
2012-03-01 → 2014-07-01

Edward Jones

Maryland Heights, MO

Maryland Heights, MO

Arcata, CA

Eureka, CA

Eureka, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-02-24

S66 Uniform Combined State Law Examination

2012-02-24

Designations

Other Names

Andrew William Shaw
Andrew William Shaw

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews