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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-31 |
Branch Locations
2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States
Sierra Vista, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Las Vegas | NV | 08/2017 | 02/2018 |
| Raymond James Financial Services Advisors Inc. | Las Vegas | NV | 08/2017 | 02/2018 |
| Charles Schwab & Co., Inc. | Sierra Vista | AZ | 03/2018 | Present |
| Johnson, Peterson & Marinaro | Las Vegas | NV | 09/2013 | 02/2018 |
| Wells Fargo Advisor Financial Network | Las Vegas | NV | 08/2015 | 08/2017 |
1) Cactus Wren Cooperative Preschool | Investment Related:No|4300 E Golden Acres Dr,|Sierra Vista|AZ|85650|USA|Education|Fundraising Coordinator|9/8/2025|Less than 20|1|Coordinate fundraising opportunities throughout the school year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-25 |
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