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Christopher Mark Herrera

U.S. Bancorp Advisors, LLC

Scottsdale, AZ

Franklin, IN

CRD 6009488

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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • AZ RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

9719 N Hayden Rd, Scottsdale, AZ 85258 • United States

Franklin, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Tucson AZ 06/2015 02/2026
U.S. Bancorp Advisors, Llc Scottsdale AZ 02/2026 Present
Previous Registrations
  • 2015-07-09 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Saint Paul, MN
    Tucson, AZ
    Chandler, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Tucson, AZ
    Phoenix, AZ
    Tempe, AZ
    Scottsdale, AZ
    Chandler, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Surprise, AZ
    Scottsdale, AZ
    Sun City, AZ
    Prescott, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Fountain Hills, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Sun City, AZ
    Phoenix, AZ
    Tempe, AZ
    Tucson, AZ
    Phoenix, AZ
    Chandler, AZ
    Tucson, AZ
    Surprise, AZ
    Phoenix, AZ
    Chandler, AZ
    Scottsdale, AZ
    Franklin, IN
    Scottsdale, AZ
    Roseville, CA
    Tucson, AZ
    Scottsdale, AZ
    Scottsdale, AZ
  • 2012-12-17 → 2014-04-17
    U.S. Bancorp Investments, Inc.
    Denver, CO
    Aurora, CO
    Aurora, CO
    Aurora, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-08
  • S66 Uniform Combined State Law Examination
    2012-05-08
Other Names
  • Chris Herrera

View on SEC IAPD

Nearby Firms

BRIDGELIGHT CAPITAL LLC
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC

Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

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