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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2021-05-27 |
| VA | RA | APPROVED | 2021-05-10 |
Branch Locations
1801 K Street Nw Suite 750, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Vienna | VA | 11/2015 | 05/2017 |
| Ubs Financial Services Inc. | Washington | DC | 05/2017 | 05/2021 |
| Oppenheimer & Co. Inc. | Washington | DC | 05/2021 | Present |
MY WIFE AND I PURCHASED A CONDO ON HILTON HEAD ISLAND AND WE ARE USING IT FOR A SHORT-TERM RENTALS (LAUGHLIN THOMPSON LLC).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-23 |
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