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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-16
TX RA APPROVED 2025-09-11
  • FL RA
    APPROVED
    Since 2025-09-16
  • TX RA
    APPROVED
    Since 2025-09-11

Branch Locations

150 Alhambra Cir Floor 10, Coral Gables, FL 33134 • United States

Pinecrest, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Miami Lakes FL 01/2012 09/2025
Agia Houston TX 12/2022 09/2025
Raymond James Financial Services, Inc. Coral Gables FL 09/2025 Present
Raymond James Financial Services Advisors, Inc. Coral Gables FL 09/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Ox Wealth Management, LLC Address: 150 Alhambra Cir Floor 10, Coral Gables, FL, 33134-4523, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 09/11/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Independent branch affiliate of RJFS (2)Name of Business: Sports Konnect Address: 2103 Coral Way, Ste. 650, Coral Gables, FL, 33145, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 08/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Meet once a month to discuss and provide guidance with ongoing non-profit's operations, educational & sports programs offered in the local community, oversea management and current financial position (balance sheet and cash-flow).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-07
  • S66 Uniform Combined State Law Examination
    2012-05-07

View on SEC IAPD

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