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Joseph Y Kim

Charles Schwab & Co., Inc.

Encino, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-07-09
CA RA APPROVED 2013-08-19
  • IL RA
    APPROVED
    Since 2014-07-09
  • CA RA
    APPROVED
    Since 2013-08-19

Branch Locations

16000 Ventura Boulevard Suite 102 & 1105, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Encino CA 10/2012 Present
Charles Schwab Bank Ssb Encino CA 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-15
  • S66 Uniform Combined State Law Examination
    2013-08-15

View on SEC IAPD

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