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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-21 |
| NY | RA | APPROVED | 2021-07-29 |
| NJ | RA | APPROVED | 2021-07-21 |
Branch Locations
158 W Commercial St, East Rochester, NY 14445 • United States
656 N French Rd Ste 1, Amherst, NY 14228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Fairport | NY | 07/2014 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Fairport | NY | 08/2014 | 07/2021 |
| Robert Accounting And Consulting | Spencerport | NY | 12/2014 | 07/2021 |
| Cure Childhood Caner Association | Rochester | NY | 07/2015 | 07/2021 |
| Roc Group | Fairport | NY | 11/2015 | 12/2016 |
| William J Head, Cpa, Pllc | Rochester | NY | 02/2018 | 07/2021 |
| Lpl Financial Llc | Cheektowaga | NY | 07/2021 | Present |
1) 2014 - Roberts Accounting, CPAs, P.C. / Tax Prep/Accounting/CPA / Investment Related / 0HR / MO/ 2139 N Union St #3, Spencerport, NY 14559 2) 2017 - William J. Head, CPA, PLLC / Tax Prep/Accounting/CPA / Investment Related / 10HR / MO / 5% / 919 Winton Rd. South, Ste 110, Rochester, NY 14618
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-29 |
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