Sean James O'BRien

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 07/2021
  Waddell & Reed, Inc.
  Fairport, NY
• 08/2014 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Fairport, NY
• 12/2014 → 07/2021
  Robert Accounting And Consulting
  Spencerport, NY
• 07/2015 → 07/2021
  Cure Childhood Caner Association
  Rochester, NY
• 11/2015 → 12/2016
  Roc Group
  Fairport, NY
• 02/2018 → 07/2021
  William J Head, Cpa, Pllc
  Rochester, NY
• 07/2021 → Present
  Lpl Financial Llc
  Cheektowaga, NY

Previous Registrations

• 2015-01-29 → 2021-07-21
  Waddell & Reed
  Fairport, NY
  Pittsburgh, PA
  Hamden, CT
  Buffalo, NY
  Cheektowaga, NY
  East Rochester, NY

Other Businesses

1) 2014 - Roberts Accounting, CPAs, P.C. / Tax Prep/Accounting/CPA / Investment Related / 0HR / MO/ 2139 N Union St #3, Spencerport, NY 14559 2) 2017 - William J. Head, CPA, PLLC / Tax Prep/Accounting/CPA / Investment Related / 10HR / MO / 5% / 919 Winton Rd. South, Ste 110, Rochester, NY 14618

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-22
• S63 Uniform Securities Agent State Law Examination
  2014-07-29

Other Names

• Sean James O'BRien
• Sean James Obrien