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Richard B. Miller

J.P. Morgan Securities LLC

East Rochester, NY

Fairport, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2020-11-20
NJ RA APPROVED 2017-06-28
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2020-11-20
  • NJ RA
    APPROVED
    Since 2017-06-28

Branch Locations

865 Fairport Road, East Rochester, NY 14445 • United States

609 Mosley Road, Fairport, NY 14450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fairport NY 05/2017 Present
Jpmorgan Chase Bank, N.A. Pittsford NY 01/2014 04/2017
Jpmorgan Chase Bank, N.A. Fairport NY 05/2017 Present
  • 05/2017 → Present
    J.P. Morgan Securities Llc
    Fairport, NY
  • 01/2014 → 04/2017
    Jpmorgan Chase Bank, N.A.
    Pittsford, NY
  • 05/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Fairport, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-21
S63 Uniform Securities Agent State Law Examination 2005-09-23
  • S66 Uniform Combined State Law Examination
    2017-06-21
  • S63 Uniform Securities Agent State Law Examination
    2005-09-23
Other Names
  • Richard B Miller
  • Richard B Miller

View on SEC IAPD

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