James Koerner

Current Employers

Employment History

• 08/1992 → Present
  Koerner & Koerner Pa
  Toms River, NJ
• 01/2012 → 10/2019
  1St Global Capital Corp.
  Toms River, NJ
• 01/2012 → 10/2019
  1St Global Advisors Inc.
  Toms River, NJ
• 11/2012 → 09/2025
  Avantax Insurance Services, Inc.
  Toms River, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Toms River, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Toms River, NJ
• 10/2012 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Toms River, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Toms River, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Toms River, NJ
• 2012-07-23 → 2019-10-25
  1St Global Advisors Inc
  Toms River, NJ

Other Businesses

1) KOERNER WEALTHCARE, LLC POSITION: MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 25 START DATE: 05/31/2012 ADDRESS: Toms River NJ 08754, DESCRIPTION: BUSINESS INVOLVES FINANCIAL PLANNING, INVESTING OF ASSETS FOR OUR CLIENTS WITH 1ST GLOBAL. CONVERT EXISTING CPA PRACTICE CLIENTS TO WEALTHCARE CLIENTS AS WELL AS OBTAIN AND ESTABLISH NEW CLIENTS USING METHOD 10 PLANNING. 2) KOERNER & KOERNER, P.A. POSITION: Stockholder NATURE: Tax preparation services and accounting services INVESTMENT RELATED: No NUMBER OF HOURS: 167 SECURITIES TRADING HOURS: 130 START DATE: 08/01/1992 ADDRESS: 10 Allen Street Suite 3A, Toms River NJ 08753, United States DESCRIPTION: Tax preparer, meeting with clients for tax planning and year-end tax preparation, limited auditing, and financial statement preparation

Exams

• S66 Uniform Combined State Law Examination
  2012-07-20

Designations

Other Names

• Jim Koerner