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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-03-24 |
| IN | RA | APPROVED | 2021-03-24 |
Branch Locations
10705 Broadway, Crown Point, IN 46307 • United States
Schererville, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Hinsdale | IL | 01/2013 | Present |
| Bmo Harris Financial Advisors | Naperville | IL | 06/2014 | Present |
| Lpl Financial Llc | Hinsdale | IL | 03/2021 | Present |
1) 03/24/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Investment Related - At Reported Business Location(s) 2) 01/16/2026 - Kinder Hecate Holdings LLC - Business Owner- Not Investment Related - Schererville, IN - Start Date 01/05/2026 - 20 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-18 |
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