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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-01-28 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
High Ridge, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | St Louis | MO | 11/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St Louis | MO | 11/2016 | Present |
LINDBRO LEASING LLC, INV RELATED, ST LOUIS, MO, 50% OWNERSHIP, START 4/2011, 5 HOURS PER MONTH, TO HOLD RENTAL PROPERTY NONE AT THIS TIME. STEEPLE HILL HOA, NOT INV RELATED, EUREKA, MO, MEMBER OF THE BOARD OF TRUSTEES, START 10/18/2021, 5 HOURS PER MONTH, ZEOR HOURS DURING TRADING, ADDRESSOMG COMPLAINTS AND MAINTENANCE OF COMMON AREAS. LINDSEY EZ EQUIPMENT RENTAL LLC; INV. RELATED; PATTON, MO; OWNER; CONSTRUCTION EQUIPMENT RENTAL; START DATE 1/11/2023; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-26 |
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