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Current Employers
Financial Gravity Family Office Services, Llc

2501 Ranch Road 620 S Ste 110, Lakeway, TX 78734 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-20
FL RA APPROVED 2026-01-16
WA RA APPROVED 2026-01-15
CA RA APPROVED 2026-01-14
PA RA APPROVED 2026-01-13
NY RA APPROVED 2026-01-12
TX RA APPROVED_RES 2026-01-12
MI RA APPROVED 2022-06-03
CO RA APPROVED 2022-06-01
  • IL RA
    APPROVED
    Since 2026-01-20
  • FL RA
    APPROVED
    Since 2026-01-16
  • WA RA
    APPROVED
    Since 2026-01-15
  • CA RA
    APPROVED
    Since 2026-01-14
  • PA RA
    APPROVED
    Since 2026-01-13
  • NY RA
    APPROVED
    Since 2026-01-12
  • TX RA
    APPROVED_RES
    Since 2026-01-12
  • MI RA
    APPROVED
    Since 2022-06-03
  • CO RA
    APPROVED
    Since 2022-06-01

Branch Locations

2501 Ranch Road 620 S Ste 110, Lakeway, TX 78734 • United States

Rochester, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisant Financial Buffalo Grove IL 12/2012 Present
Hochfelder & Weber, P.C. Chicago IL 08/2014 12/2017
Ameriprise Financial Services, Inc. Lisle IL 01/2016 07/2018
Financial Gravity Family Office Services, Llc Lakeway TX 06/2022 Present
Taxlink Inc. Chicago IL 01/2018 04/2018
  • 12/2012 → Present
    Advisant Financial
    Buffalo Grove, IL
  • 08/2014 → 12/2017
    Hochfelder & Weber, P.C.
    Chicago, IL
  • 01/2016 → 07/2018
    Ameriprise Financial Services, Inc.
    Lisle, IL
  • 06/2022 → Present
    Lakeway, TX
  • 01/2018 → 04/2018
    Taxlink Inc.
    Chicago, IL
Previous Registrations
Other Businesses

Advisant Financial LLC; Managing Partner; Investment related: No; 2483 Ashford Rochester Hills MI 48306 United States; Tax Planning and Compliance; Duties: Oversee day-to-day operations; Start date: 2012-12-01; Hours per month devoted to business during trading hours: 112; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 70. Financial Gravity Enhanced Markets, LLC, as an Independent Agent located at 2501 Ranch Road S 620, Suite 110 Austin, TX 78734. Licensed and registered to sell life, accident, and other lines of insurance for Financial Gravity Enhanced Markets, LLC. dedicating approximately 5% of his time on insurance-related activities. Conflict of interest due to additional compensation on these products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-21
  • S66 Uniform Combined State Law Examination
    2016-05-21

View on SEC IAPD

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