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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-08-21
  • NC RA
    APPROVED
    Since 2014-08-21

Branch Locations

138 Charlotte St Ste 200, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2014 Present
Northwestern Mutual Investment Services, Llc Asheville NC 08/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2016 Present
  • 08/2014 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2014 → Present
    Asheville, NC
  • 06/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. OWNER, KP RUSSELL SERVICES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 3/31/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 41-79, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-13
  • S66 Uniform Combined State Law Examination
    2013-05-13

View on SEC IAPD

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