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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-03-04 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
888 S Harrison St Suite 900, Fort Wayne, IN 46802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | State College | PA | 05/2014 | 05/2024 |
| Ufinancial Group/Mass Mutual | State College | PA | 11/2011 | 05/2024 |
| Unemployed | State College | PA | 05/2024 | 12/2024 |
| Ash Brokerage | Fort Wayne | IN | 12/2024 | Present |
| Integrity Alliance Llc | State College | PA | 03/2026 | Present |
Ash Brokerage; Investment Related- Yes; 888S Harrison Street Suite 900 Fort Wayne, IN 46802; IMO; Employee; 12/16/2024; 40 hours per month; 40 hours per month during trading hours; I will be the signer for fee only groups.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-08 |
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