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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-24
UT RA APPROVED 2013-01-23
  • TX RA
    APPROVED_RES
    Since 2019-01-24
  • UT RA
    APPROVED
    Since 2013-01-23

Branch Locations

177 E Antelope Dr., Layton, UT 84041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Layton UT 07/2012 Present
Raymond James Financial Services Advisors Inc. Layton UT 01/2013 Present
Legacy Financial Strategies Layton UT 05/2019 12/2021
Northridge Investments Dba Legacy Financial Strategies Layton UT 01/2022 12/2024
  • 07/2012 → Present
    Raymond James Financial Services
    Layton, UT
  • 01/2013 → Present
    Layton, UT
  • 05/2019 → 12/2021
    Legacy Financial Strategies
    Layton, UT
  • 01/2022 → 12/2024
    Northridge Investments Dba Legacy Financial Strategies
    Layton, UT
Other Businesses

(1)Name of Business: Legacy Financial Strategies Address: 177 E Antelope Dr Ste A, Layton, UT, 84041-5315, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor.\nLegacy Financial Strategies is the DBA we use with our affiliation at Raymond James. (2)Name of Business: Northridge Investments Address: 177 E Antelope Dr Ste A, Layton, UT, 84041, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Associate/Employee Investment Related: No Start Date: 11/22/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor. (3)Name of Business: Pack Tax Layton LLC Address: 2568 Craig Ln, Syracuse, UT, 84075, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 09/30/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would have no responsibilities with this business. I would only invest $50k to own 24.5%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-29
  • S66 Uniform Combined State Law Examination
    2012-12-29

View on SEC IAPD

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