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4741 Caughlin Parkway Suite 3, Reno, NV 89519 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-12-15 |
| NV | RA | APPROVED | 2011-12-13 |
Branch Locations
4741 Caughlin Parkway Suite 3, Reno, NV 89519 • United States
Reno, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Open Window Financial Solutions, Ltd. | Reno | NV | 12/2011 | Present |
| Open Window Financial Solutions, Ltd. | Reno | NV | 01/2024 | Present |
| Open Window Financial Solutions, Ltd. | Reno | NV | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-12 |
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