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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-11-14 |
Branch Locations
10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States
720 S. 68Th St Suite 8, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services Corp. | West Des Moines | IA | 10/2013 | 10/2018 |
| Cambridge Investment Research, Inc. | Urbandale | IA | 10/2018 | 04/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | 04/2019 |
| Pruco Securities, Llc. | West Des Moines | IA | 04/2019 | 11/2024 |
| Prudential Insurance Company Of America | West Des Moines | IA | 04/2019 | Present |
| Lpl Enterprise, Llc | West Des Moines | IA | 11/2024 | Present |
1. 11/14/2024 - Other - Non-Variable Insurance Commission Trails - Urbandale, IA - INV REL - Start Date 12/15/2021 - 0hrs/mth 2. 11/14/2024 - Totally Rolled Ice Cream Trailer LLC - Business Owner - Urbandale, IA - NOT INV REL - Start Date 10/12/2021 - 40hrs/mth | 10hrs during trading 3. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-28 |
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