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David Richard Norris

Morgan Stanley

Palmdale, CA

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-01
CA RA APPROVED 2012-02-14
  • TX RA
    APPROVED_RES
    Since 2019-12-01
  • CA RA
    APPROVED
    Since 2012-02-14

Branch Locations

1137 West Avenue M-14 Suite 104, Palmdale, CA 93551 • United States

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Pasadena CA 11/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/2011 → Present
    Morgan Stanley Smith Barney
    Pasadena, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-13
  • S66 Uniform Combined State Law Examination
    2012-02-13

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · PALMDALE, CA
LPL FINANCIAL LLC · PALMDALE, CA
J.P. MORGAN SECURITIES LLC · PALMDALE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · PALMDALE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Palmdale, CA
INSPIRE ADVISORS, LLC · Palmdale, CA
CETERA INVESTMENT ADVISERS LLC · PALMDALE, CA
EDWARD JONES · PALMDALE, CA

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