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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
411 1/2 North Court Street, Marion, IL 62959 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Marion | IL | 11/2011 | Present |
| Pruco Securities, Llc. | Marion | IL | 11/2011 | 11/2024 |
| Lpl Enterprise, Llc | Marion | IL | 11/2024 | Present |
1) 11/11/2024- Tennessee Reining Horse Association- Non-Profit Board Member- I am the president of a 10 person board that oversee the operations of the non profit that hosts horse shows.- Not INV Related- At Marion IL- Start date 01/01/2022- 10 HRS MTH- 0 HRS During Trading 2) 11/01/2024- Larkin Equine LLC- Business Owner- We raise, train, show, and sell horses- Not INV Related- At Marion IL- Start date 10/24/2009- 80 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-20 |
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