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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-07-23
TX RA APPROVED_RES 2026-07-07
  • MS RA
    APPROVED
    Since 2026-07-23
  • TX RA
    APPROVED_RES
    Since 2026-07-07

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

6440 Highway 98 [Satellite], Hattiesburg, MS 39402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Hattiesburg MS 10/2011 11/2016
Wells Fargo Clearing Services, Llc Hattiesburg MS 11/2016 06/2019
Lpl Financial Llc Hattiesburg MS 06/2019 07/2026
Wells Fargo Advisors Financial Network, Llc Hattiesburg MS 07/2026 Present
Previous Registrations
Other Businesses

1) 06/21/2019 - Riley Darby Wilson Private Wealth Management Group - DBA for LPL Business (entity for LPL business)- inv rel - at reported business location(s) - start: 06/2019 4) 03/04/2024 - RDW Ventures - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 02/10/2023 - 0 Hours Per Month/ 0 Hours During Trading RILEY DARBY WILSON PRIVATE WEALTH MANAGEMENT ; INV RELATED;HATTIESBURG,MS; HOLDING COMPANY;20% OWNERSHIP; START DATE: 07/01/2019; 2 HRS PER MONTH; - HRS DURING TRADING; RDW VENTURES; INV RELATED;HATTIESBURG,MS; REAL ESTATE;20% OWNERSHIP; START DATE: 02/10/2023; 2 HRS PER MONTH; - HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-10
  • S66 Uniform Combined State Law Examination
    2012-02-10
Other Names
  • Christen Rileymitchell
  • Christen Riley Mitchell

View on SEC IAPD

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