Robert Antoine Filmore

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 08/2017
  Lpl Financial Llc
  Glendale, AZ
• 11/2014 → 08/2017
  Credit Union West
  Glendale, AZ
• 10/2017 → 04/2018
  H&R Block
  Glendale, AZ
• 04/2018 → 11/2019
  Valic Financial Advisors, Inc.
  Peoria, AZ
• 11/2019 → 02/2020
  Woodbury Financial Services Inc
  Peoria, AZ
• 03/2020 → 03/2021
  Usaa Investment Services Company
  Phoenix, AZ
• 03/2020 → 06/2020
  Usaa Financial Advisors Inc.
  Phoenix, AZ
• 03/2020 → 03/2021
  Millennium
  Phoenix, AZ
• 11/2019 → 02/2020
  Phoenix Financial Group
  Peoria, AZ
• 03/2021 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 01/2018 → 03/2018
  Aml Rightsource
  Phoenix, AZ

Previous Registrations

• 2020-04-09 → 2020-07-30
  Usaa Investment Services Company
  Phoenix, AZ
  Phoenix, AZ
  Colorado Springs, CO
• 2019-11-22 → 2020-01-31
  Woodbury Financial Services, Inc.
  Peoria, AZ
• 2018-04-06 → 2019-12-13
  Valic Financial Advisors, Inc.
  Phoenix, AZ
• 2014-11-24 → 2017-09-15
  Lpl Financial Llc
  Glendale, AZ
  San Diego, CA
  Glendale, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Cottonwood, AZ
• 2014-05-05 → 2014-10-02
  Windsor Capital Management, Llc
  Phoenix, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-02
• S63 Uniform Securities Agent State Law Examination
  2012-05-18

Other Names

• Rob Filmore
• Robert Antoine Filmore
• Robert A Filmore
• Robert Filmore