Richard F Repa

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2015-10-30

IL RA
APPROVED

Since 2015-10-30

Branch Locations

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

200 W Madison Ave. Suite 2200, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Brokerage, Llc	Chicago	IL	08/2015	Present
Assetmark Financial Holdings, Inc.	Chicago	IL	08/2015	Present

08/2015 → Present

Assetmark Brokerage, Llc

Chicago, IL
08/2015 → Present

Assetmark Financial Holdings, Inc.

Chicago, IL

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CHICAGO, IL - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2015 - 160 HRS/MONTHLY, NATIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CHCIAGO, IL. - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-10-30
S63	Uniform Securities Agent State Law Examination	2012-03-21

S65 Uniform Investment Adviser Law Examination

2015-10-30
S63 Uniform Securities Agent State Law Examination

2012-03-21

Other Names

Rick Repa
Ricky Repa

View on SEC IAPD

Current Employers

Assetmark, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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