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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-12-03 |
| TX | RA | APPROVED_RES | 2014-12-02 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States
Queen Creek, AZ • United States
9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 10/2011 | Present |
I*2609280, Entity Type: , Name of OBA: Executor of D A Estate, Address: Queen Creek, Arizona, 85142, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 03/01/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2623286, Entity Type: , Name of OBA: Estate of M A, Address: Queen Creek, Arizona, 85142, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 03/01/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-01 |
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