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John Wesley Marsh

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-22
TX RA APPROVED 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-22
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Phoenix AZ 10/2014 Present
Jpmorgan Chase Bank, N.A. Phoenix AZ 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-21
S63 Uniform Securities Agent State Law Examination 2012-03-07
  • S65 Uniform Investment Adviser Law Examination
    2024-03-21
  • S63 Uniform Securities Agent State Law Examination
    2012-03-07
Other Names
  • John Wesley Marsh

View on SEC IAPD

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