Jason Kenneth Diaz

Current Employers

Employment History

• 03/2016 → 12/2016
  Lpl Financial, Llc
  Petaluma, CA
• 03/2016 → 01/2017
  Golden State Wealth Management, Llc
  South Coast Metro, CA
• 09/2016 → 07/2017
  Fit Body Boot Camp Novato
  Novato, CA
• 01/2015 → 12/2018
  Napa Valley College
  Napa, CA
• 12/2016 → Present
  Kestra Investment Services, Llc
  Petaloma, CA
• 12/2016 → Present
  Kestra Advisory Services, Llc
  Petaloma, CA

Previous Registrations

• 2016-03-07 → 2017-01-09
  Golden State Wealth Management, Llc
  Petaluma, CA
  Powell, WY
  Petaluma, CA
• 2016-11-01 → 2017-01-05
  Lpl Financial Llc
  Petaluma, CA
  Petaluma, CA
  Fort Bragg, CA
• 2013-12-10 → 2016-03-11
  Wells Fargo Clearing Services, Llc
  Petaluma, CA
  Santa Rosa, CA
• 2012-02-28 → 2013-12-12
  Edward Jones
  St Louis, MO
  Lafayette, CA
  Napa, CA
  Saint Helena, CA

Other Businesses

Name: Selective Service System Investment Related: No Address: P.O.?? Box 94638 Palatine IL 60094 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Member, Board of Director's Start Date: 5/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I sit on the Board of Directors for the Selective Service System. Should there ever be a military draft I help decide who is qualified to serve and who is not. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 12/19/2016 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: investment advice, retirement planning Name: JD Strategic Financial Solutions, LLC. dba. Oculus Insurance Solutions Investment Related: Yes Address: 765 Baywood Drive, Ste. 336 Petaluma CA 94954 Nature of Business: Insurance Position, Title or Relationship: Insurance Agent/Owner Start Date: 8/7/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: To provide insurance solutions to complete a comprehensive financial plan Name: JASON DIAZ-TREASURER MC OPERATIONS POSITION: Treasurer NATURE: Motorcycle Racing INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/29/2023 ADDRESS: 15 Paso de Avila, Martinez CA 94553, United States DESCRIPTION: Reporting financials, no access to organization funds or writing checks Name: JASON DIAZ RACER #501 POSITION: Racer NATURE: Motorcycle racing INVESTMENT RELATED: No # OF HOURS: 32 SECURITIES TRADING HOURS: 3 START DATE: 07/11/2025 ADDRESS: 1021 Monterey Salinas HWY, Salinas CA 93908, United States DESCRIPTION: Go as fast as I possibly can on a motorcycle (safely) during a timed event with other crazy motorcyclists.

Exams

• S66 Uniform Combined State Law Examination
  2012-02-24