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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-06-01
  • VA RA
    APPROVED
    Since 2008-06-01

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • UNITED STATES

Powhatan, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bi Investments, Llc Glen Allen VA 08/2003 Present
Infinex Investments, Inc. Glen Allen VA 06/2008 Present
  • 08/2003 → Present
    Bi Investments, Llc
    Glen Allen, VA
  • 06/2008 → Present
    Infinex Investments, Inc.
    Glen Allen, VA
Previous Registrations
  • 2003-09-26 → 2008-06-01
    Bi Investments, Llc
    Glen Allen, VA
    Glen Allen, VA
Other Businesses

1) FINRA, INVESTMENT RELATED, 1 LIBERTY PLAZA, NEW YORK, NY 10006, SELF REGULATORY ORGANIZATION, ARBITRATOR (NON-PUBLIC) STARTED FEBRUARY 2011, SPENDING 0-4 HOURS PER MONTH, ALL DURING MARKET HOURS. FINRA ARBITRATORS MAINTAIN A FAIR, IMPARTIAL AND EFFICIENT SYSTEM OF ARBITRATION FOR FINRA MEMBERS. 2.) Powhatan County Fire and Rescue. Not investment related. Firefighter/Treasurer. Starting Feb 2020. Approx 25 hours per month not during trading hours. Volunteer Fire department.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-25
S63 Uniform Securities Agent State Law Examination 2000-05-31
  • S65 Uniform Investment Adviser Law Examination
    2003-09-25
  • S63 Uniform Securities Agent State Law Examination
    2000-05-31
Other Names
  • Michael Brandon Cook

View on SEC IAPD

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