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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-11-02 |
| TX | RA | APPROVED | 2016-11-01 |
Branch Locations
971 Sibley Memorial Hwy Suite 100, St. Paul, MN 55118-2250 • United States
St Paul, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Saint Paul | MN | 03/2015 | Present |
| City National Bank | Saint Paul | MN | 05/2019 | Present |
(1) NAME OF ENTITY: Public Art Saint Paul; ADDRESS: 381 Wabasha St N Saint Paul MN 55102; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Public Art Saint Paul (PASP) is a private, non-profit org working in partnership with the City; CAPACITY: Board of Directors; START DATE: 12/2019; DUTIES: Develop and clarify priorities for organization and increase visibility of organization; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-14 |
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