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Anna Lynn Schlesinger

Rbc Capital Markets, LLC

St. Paul, MN

St Paul, MN

CRD 6000344

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-11-02
TX RA APPROVED 2016-11-01
  • MN RA
    APPROVED
    Since 2016-11-02
  • TX RA
    APPROVED
    Since 2016-11-01

Branch Locations

971 Sibley Memorial Hwy Suite 100, St. Paul, MN 55118-2250 • United States

St Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Saint Paul MN 03/2015 Present
City National Bank Saint Paul MN 05/2019 Present
Other Businesses

(1) NAME OF ENTITY: Public Art Saint Paul; ADDRESS: 381 Wabasha St N Saint Paul MN 55102; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Public Art Saint Paul (PASP) is a private, non-profit org working in partnership with the City; CAPACITY: Board of Directors; START DATE: 12/2019; DUTIES: Develop and clarify priorities for organization and increase visibility of organization; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-01
S63 Uniform Securities Agent State Law Examination 2016-07-14
  • S65 Uniform Investment Adviser Law Examination
    2016-11-01
  • S63 Uniform Securities Agent State Law Examination
    2016-07-14

View on SEC IAPD

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