Vivian Han Waters

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-21
MO	RA	APPROVED	2013-06-21

TX RA
APPROVED_RES

Since 2023-06-21
MO RA
APPROVED

Since 2013-06-21

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Ballwin, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Des Peres	MO	11/2011	Present

11/2011 → Present

Edward Jones

Des Peres, MO

Other Businesses

Law Offices of Robert G. Waters Type of business: Law Office Chesterfield, MO Start date: 1/1/1998 n/a Hours per week: 0 Hours during trading: 0 Research and draft briefs and demand letters/communications.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-06-14

S66 Uniform Combined State Law Examination

2013-06-14

Other Names

Vivian T Han

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

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Exams

Other Names

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