Alyssa Kimberly Erickson

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2022-05-09

WI RA
APPROVED

Since 2022-05-09

Branch Locations

630 Kenosha St, Walworth, WI 53184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Exemplar Financial Network	Walworth	WI	11/2011	10/2021
Lpl Financial	Walworth	WI	10/2018	Present

11/2011 → 10/2021

Exemplar Financial Network

Walworth, WI
10/2018 → Present

Lpl Financial

Walworth, WI

Other Businesses

12/2021 - DBA for LPL Business (entity for LPL business) - EXEMPLAR FINANCIAL NETWORK - Investment Related - WALWORTH, WI 53184

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-05

S66 Uniform Combined State Law Examination

2022-05-05

View on SEC IAPD

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