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Alyssa Kimberly Erickson

LPl Financial LLC

Walworth, WI

CRD 5998985

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-05-09
  • WI RA
    APPROVED
    Since 2022-05-09

Branch Locations

630 Kenosha St, Walworth, WI 53184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exemplar Financial Network Walworth WI 11/2011 10/2021
Lpl Financial Walworth WI 10/2018 Present
  • 11/2011 → 10/2021
    Exemplar Financial Network
    Walworth, WI
  • 10/2018 → Present
    Lpl Financial
    Walworth, WI
Other Businesses

12/2021 - DBA for LPL Business (entity for LPL business) - EXEMPLAR FINANCIAL NETWORK - Investment Related - WALWORTH, WI 53184

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-05
  • S66 Uniform Combined State Law Examination
    2022-05-05

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
FORM WEALTH ADVISORS, LLC

Nearby Investors

CAITLIN YORK
Daniel Anders Pearce
JACOB ANDREW RIES

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Walworth, WI
EDWARD JONES · Walworth, WI
EDWARD JONES · FONTANA, WI

More in Walworth, WI

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