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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-22 |
| IL | RA | APPROVED | 2018-10-19 |
| WI | RA | APPROVED | 2018-10-19 |
Branch Locations
630 Kenosha St, Walworth, WI 53184 • United States
413 E Terra Cotta Ave, Crystal Lake, IL 60014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 10/2018 |
| Lpl Financial, Llc | Walworth | WI | 10/2018 | Present |
1) 10/19/2018 - DBA for LPL Business (entity for LPL business) - Exemplar Financial Network - Crystal Lake, IL 2) 10/19/2018 - Coach - Big Foot Union High School - 2% - DEVIL'S LANE, WALWORTH, WI 53184 3) 10/19/2018 - Non-Variable Insurance - Jacob Ries - 10% - Crystal Lake, IL 4) 10/19/2018 - Tax Prep/Accounting/CPA - EXEMPLAR ACCOUNTING AND TAX, INC - Crystal Lake, IL 5) 8/8/2019 - Big Foot Wrestling Club - Not Investment Related - WALWORTH, WI 53184 - Other-Coach - Started 2001 - 6 Hours Per Month. 6) 9/8/2020 - E4 Insurance Services - Investment Related - At Reported Business Location(s) - 630 Kenosha Street, Walworth, WI 53184 - Other-Insurance Resources - Started 09/01/2020 - 4 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-26 |
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