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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-05-23 |
| TX | RA | APPROVED_RES | 2024-04-11 |
| IL | RA | APPROVED | 2023-06-29 |
Branch Locations
630 Kenosha St, Walworth, WI 53184 • United States
Marengo, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Mchenry | IL | 09/2003 | 06/2020 |
| Lpl Financial, Llc | Crystal Lake | IL | 06/2020 | Present |
1. 06/02/2020 - EXEMPLAR FINANCIAL NETWORK/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ WALWORTH, WI 2. 01/01/2006 - NOTARY/ OTHER/ INVESTMENT RELATED/ 0%/ MARENGO, IL 3. 03/11/2024 - XPECTATION FINANCIAL, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/26/2024 - 160 Hrs/Mo; 8 Hrs During Trading. 4. 01/21/2025- Palladium Financial Services, LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Walworth, WI- Start date 01/06/2025- 200 Hours Per Month- 8 Hours During Trading 5. 11/19/2025 - E-4 Insurance Services - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/07/2025 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-22 |
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