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6300 Bee Cave Road Building One, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-31 |
Branch Locations
6300 Bee Cave Road Building One, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2016 | 10/2021 |
| Bank Of America, N.A. | New York | NY | 10/2016 | 10/2021 |
| Blackrock | San Francisco | CA | 10/2021 | 02/2024 |
| Blackrock Investments, Llc | San Francisco | CA | 10/2021 | 02/2024 |
| Dimensional Fund Advisors | Santa Monica | CA | 07/2025 | Present |
| Jp Morgan Chase | New York | NY | 03/2024 | 06/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-09 |
| S66 | Uniform Combined State Law Examination | 2012-01-09 |
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