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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| El Tapatio, Inc | Chicago | IL | 08/2008 | Present |
| Lpl Financial | Chicago | IL | 06/2014 | 09/2023 |
| Iht Wealth Management Llc | Chicago | IL | 06/2014 | 09/2023 |
| Osaic Wealth, Inc | Evanston | IL | 09/2023 | Present |
1. KARLA HERNANDEZ NOTARY POSITION: Notary NATURE: Notarize documents for clients INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/27/2022 ADDRESS: 721 Chicago Ave., Evanston IL 60202, United States DESCRIPTION: notarize firm documents for clients 2. WINDY CHARMS LLC POSITION: Manager NATURE: Landlord/manager of property company. LLC INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2023 ADDRESS: 100 East Walton Street, 19D, Chicago IL 60611, United States DESCRIPTION: Tending to tenants in rental building, repairs, and paying bills. 3. WINDY CHARMS LLC POSITION: Owner/Landlord NATURE: Owner and landlord of property purchased with the purpose of renting it out. 6 apartments in total. INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2023 ADDRESS: 3047 S Harlem Ave, Berwyn IL 60402, United States DESCRIPTION: Tending to tenants in rental building, repairs, and paying bills. 4. EL TAPATIO WHOLESALE INC. POSITION: Payroll NATURE: Import Mexican products and sell to grocery stores INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2008 ADDRESS: 2021 W 18th St, Chicago IL 60608, United States DESCRIPTION: Assistingwith payroll on weekends.This is my father's business and I help on weekends with verifying clocked in hours for employees, communicate with the accountant and payroll company that provides physical paychecks to employees, hand paychecks out to employees. I do not have check writing abilities for El Tapatio. ?
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-04 |
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