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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2009-05-22
  • MT RA
    APPROVED
    Since 2009-05-22

Branch Locations

875 Harmon Stream Blvd Suite 200, Bozeman, MT 59718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Bozeman MT 05/2009 Present
  • 05/2009 → Present
    Stifel Nicolaus & Co Inc
    Bozeman, MT
Previous Registrations
Other Businesses

1. Executor Family Trust.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-24
S63 Uniform Securities Agent State Law Examination 2000-09-21
  • S66 Uniform Combined State Law Examination
    2007-02-24
  • S63 Uniform Securities Agent State Law Examination
    2000-09-21

View on SEC IAPD

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