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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
| MN | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
4501 Minnetonka Blvd Suite 200, St Louis Park, MN 55416-4091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | St Louis Park | MN | 11/2014 | 06/2024 |
| Securities America Advisors | St Louis Park | MN | 12/2014 | 06/2024 |
| Osaic Wealth, Inc. | St Louis Park | MN | 06/2024 | Present |
| Osaic Wealth, Inc. | St Louis Park | MN | 06/2024 | Present |
1) INSURANCE POSITION: agent NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2012 ADDRESS: 4501 Minnetonka Blvd., Ste. 200, St. Louis Park MN 55416 DESCRIPTION: Insurance business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-16 |
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