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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-25 |
| MN | RA | APPROVED | 2014-01-13 |
Branch Locations
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
600 Us Highway 169 Suite 1180, St. Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | St. Paul | MN | 08/1987 | Present |
| Osaic Wealth, Inc. | Minnetonka | MN | 05/1996 | Present |
| Focus Financial Network, Inc. | Minnetonka | MN | 05/1996 | Present |
1. FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Advisor NATURE: Registered investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 05/01/1996 ADDRESS: 1000 Shelard pkwy., Suite 300, St. Louis Park MN 55426, United States DESCRIPTION: Providing investment advisory advice to clients. 2. WALSH FINANCIAL MANAGEMENT INC. POSITION: Owner NATURE: Sub S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/25/2002 ADDRESS: 7009 Mark Terrace Dr, Edina MN 55439, United States DESCRIPTION: Business owner, manage the books. 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/1996 ADDRESS: 1000 Shelard Pkwy Suite 300, St. Louis Park MN 55426, United States DESCRIPTION: sale and service of fixed insurance products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-06-21 |
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