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4403 S Thompson St, Ste 1, Springdale, AR 72764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-05-16 |
Branch Locations
4403 S Thompson St, Ste 1, Springdale, AR 72764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Fayetteville | AR | 11/2013 | 03/2020 |
| Hynes & Associates | Fayetteville | AR | 11/2013 | 03/2020 |
| Raymond James Financial Services Advisors Inc. | Fayetteville | AR | 11/2013 | 03/2020 |
| Hynes & Associates | Fayetteville | AR | 11/2013 | 03/2020 |
| Political Office | Farmington | AR | 11/2013 | Present |
| City Of Farmington | Farmongton | AR | 11/2013 | Present |
| Unemployed | Fayetville | AR | 03/2020 | 05/2020 |
| Sowell Financial Services D/B/A New Wave Wealth Advisors | Springdale | AR | 05/2020 | 12/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 12/2021 | Present |
| New Wave Wealth Advisors | Springdale | AR | 01/2023 | Present |
1) 1. New Wave Wealth Advisors 2. Investment related 3. 4403 S. Thompson St. Ste 1 Springdale, AR 72764. 4. RIA 5. Investment Specialist 6. 5/2021 7. 160 hrs/mo 8. 130 hrs during trading 9. I provide administrative support for advisors 2) 1. City of Farmington 2. Not investment related 3. 354 West Main St., Farmington, AR 72730 4. Municipal Government 5. City Clerk (Elected Official 6. 01/01/2007 7. 8 hrs/mo 8. 1 hr during trading 9. Keep minutes of meetings, present budget & financial reports, contract and bid openings, not investment related 10. Salary
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-26 |
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