Best Investors
Account
Sign in
Best Investors
Account
Sign in
3705 Concord Pike, Wilmington, DE 19803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-08-05 |
| PA | RA | APPROVED | 2024-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diversified, Llc | Wilmington | DE | 10/2011 | 06/2024 |
| Securities Service Network, Inc | Wilmington | DE | 01/2014 | 07/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2020 | Present |
| Diversified Enterprises, Llc Dba Diversified, Llc | Wilmington | DE | 06/2024 | Present |
1) Diversified, LLC - At Registered Branch Location - 10/2011 -6/2013 Intern; 6/2013 Senior Associate Planner 1/2023 Investment Adviser Representative - Investment Related - RIA - Financial Planning - Assist in Financial Planning - LLC - 160 hrs/mo- 160 hrs/mo 2) Purshe Kaplan Sterling Investments - At Registered Branch Location - 8/2020 Registered Representative - Investment Related - Broker Dealer - Service broker/dealer business with clients - 6 hrs/mo- 2 hrs/mo trading 3) 01/2014 Independent Licensed insurance Agent; Investment Related; PA; Accident and health, life and fixed annuities, variable life/variable annuity
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-08-22 |
| S65 | Uniform Investment Adviser Law Examination | 2016-04-11 |
Reach out to this advisor