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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2019-03-21
  • NH RA
    APPROVED
    Since 2019-03-21

Branch Locations

100 International Drive Ste 340, Portsmouth, NH 03801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2012 06/2020
Equitable Advisors, Llc New York NY 01/2012 Present
Other Businesses

08/25/2021, Paul Ziolkowski and Sarah Fox, 24 West Water Street, Wakefield, MA 01880, Owner, rental property, responsibilities include maintenance and collecting rent, 1 hr/month, $65400 annual comp&#59;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-26
  • S66 Uniform Combined State Law Examination
    2012-01-26

View on SEC IAPD

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