David A Madia

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-02-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Seattle	WA	09/2015	11/2016
Wells Fargo Clearing Services, Llc	Seattle	WA	11/2016	11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Seattle	WA	11/2019	02/2024
Bank Of America, N.A.	Seattle	WA	01/2020	02/2024
Oppenheimer & Co. Inc.	Seattle	WA	02/2024	Present

09/2015 → 11/2016

Wells Fargo Advisors, Llc

Seattle, WA
11/2016 → 11/2019

Wells Fargo Clearing Services, Llc

Seattle, WA
11/2019 → 02/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA
01/2020 → 02/2024

Bank Of America, N.A.

Seattle, WA
02/2024 → Present

Oppenheimer & Co. Inc.

Seattle, WA

2019-11-04 → 2024-02-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA
2015-09-21 → 2019-11-06

Wells Fargo Clearing Services, Llc

Seattle, WA
2013-10-18 → 2015-09-25

Edward Jones

St Louis, MO

Seattle, WA
2013-01-09 → 2013-09-16

Morgan Stanley

Seattle, WA
2012-02-21 → 2012-08-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

I AM A PASSIVE INVESTOR IN MY FATHER'S BANK ACCOUNT, WHICH IS EVANSTON MOTOR COMPANY IN EVANSTON, WYOMING.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-02-17

Other Firms