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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-13 |
| GA | RA | APPROVED | 2017-03-25 |
Branch Locations
3720 Davinci Court Suite 150, Peachtree Corners, GA 30092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Atlanta | GA | 11/2011 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Peachtree Corners | GA | 07/2016 | Present |
| Mml Investors Services, Llc | Peachtree Corners | GA | 03/2017 | Present |
(1)NAME: GISOOK JIN LIM INV REL: Y ADDR: 3720 DAVINCI CT SUITE 150 PEACHTREE CORNERS GA 30092 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: SALES/AGENT START: 10/2013 NO HRS/MO: 50 NO HRS/MO DUR TRADING: 3. (2)NAME: GISOOK ELLEN LIM INV REL: Y ADDR: 1291 OLD PEACHTREE RD STE 221 SUWANEE GA 30024 NATURE: REALTOR/REAL ESTATE POSITION: SALES PERSON START DATE: 6/6/2022 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 4 DESCRIBE DUTIES: REFERRALS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-28 |
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