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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 07/2015 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 07/2015 | Present |
| Morgan Stanley | Alpharetta | GA | 03/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
1. Name: None 2. Investment-related: No 3. Address: (Personal), Alpharetta, Georgia 30022 4. Nature: Selling Retail Goods 5. Position: Personal Seller 6. Start Date: 2/7/2019 7. Approx number of hrs/mth devoted to the other business: 12 8. Number of hrs devoted during securities trading hrs: 0 9. Duties: Selling goods on various platforms stated
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-24 |
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