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Paul Morgan Hopkins

Sharebuilder 401K

Seattle, WA

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Current Employers
Sharebuilder 401K

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-08-07
  • WA RA
    APPROVED
    Since 2019-08-07

Branch Locations

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sharebuilder Seattle WA 11/2011 07/2019
Sharebuilder Advisors Seattle WA 07/2019 Present
  • 11/2011 → 07/2019
    Sharebuilder
    Seattle, WA
  • 07/2019 → Present
    Sharebuilder Advisors
    Seattle, WA
Previous Registrations
  • 2015-07-29 → 2019-08-01
    Capital One Advisors, Llc
    Seattle, WA
    Mclean, VA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-28
S63 Uniform Securities Agent State Law Examination 2014-12-29
  • S66 Uniform Combined State Law Examination
    2015-07-28
  • S63 Uniform Securities Agent State Law Examination
    2014-12-29

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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