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Paul Morgan Hopkins

Sharebuilder 401K

Seattle, WA

CRD 5996048

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Employer firm

Sharebuilder 401K CRD 300537

5,500 advisory clients

Reported services (Item 5G)

  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sharebuilder 401K

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-08-07
  • WA RA
    APPROVED
    Since 2019-08-07

Branch Locations

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sharebuilder Seattle WA 11/2011 07/2019
Sharebuilder Advisors Seattle WA 07/2019 Present
  • 11/2011 → 07/2019
    Sharebuilder
    Seattle, WA
  • 07/2019 → Present
    Sharebuilder Advisors
    Seattle, WA
Previous Registrations
  • 2015-07-29 → 2019-08-01
    Capital One Advisors, Llc
    Seattle, WA
    Mclean, VA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-28
S63 Uniform Securities Agent State Law Examination 2014-12-29
  • S66 Uniform Combined State Law Examination
    2015-07-28
  • S63 Uniform Securities Agent State Law Examination
    2014-12-29

View on SEC IAPD

Nearby Firms

KLAKNA GROUP LTD
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC
MADISON PARK CAPITAL ADVISORS, LLC

Nearby Investors

JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE

Nearby Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA

More in Seattle, WA

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