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Kyle Michael Kozlowski

Ubs Financial Services Inc.

Buffalo, NY

Clarence, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2014-09-17
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2014-09-17

Branch Locations

250 Delaware Avenue, Buffalo, NY 14202 • United States

Clarence, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Williamsville NY 09/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-16
  • S66 Uniform Combined State Law Examination
    2014-09-16
Other Names
  • Kyle M Kozlowski

View on SEC IAPD

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