Collin William Main

Tiaa-Cref Individual & Institutional Services, LLC

Claim This Profile

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-10-23

WA RA
APPROVED

Since 2019-10-23

Branch Locations

601 W. 1St Avenue 14Th Floor, Spokane, WA 99201 • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Spokane	WA	07/2016	Present
Tiaa-Cref Individual & Institutional Services, Llc	Spokane	WA	07/2016	Present

07/2016 → Present

Tiaa

Spokane, WA
07/2016 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Spokane, WA

Previous Registrations

2014-03-28 → 2016-07-11

Td Ameritrade, Inc.

Portland, OR
2014-04-01 → 2016-07-11

Td Ameritrade Investment Management, Llc

Portland, OR
2013-05-28 → 2014-03-20

Wells Fargo Clearing Services, Llc

Portland, OR

Portland, OR
2012-01-24 → 2013-05-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Oswego, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-20

S66 Uniform Combined State Law Examination

2012-01-20

Other Names

Collin William Main
Collin W Main

View on SEC IAPD

Other Firms

VORPAHL WING ADVISORS, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

OSAIC WEALTH, INC.

OSAIC ADVISORY SERVICES, LLC

LODESTONE WEALTH MANAGEMENT LLC

SIGNIA CAPITAL MANAGEMENT

Other Investors

CHRISTINE CAROL Corkrum

COLIN LYNN BROOKS

RONALD GENE BENZEL

WILLIAM CLARKE ARNOLD

Jacob Lawrence Hjort

DINA MARIA ARNOLD

DOUGLAS WILLIAM KENOYER

Other Offices

VORPAHL WING ADVISORS, INC. · SPOKANE, WA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPOKANE, WA

LPL FINANCIAL LLC · SPOKANE, WA

LPL FINANCIAL LLC · SPOKANE, WA

LPL FINANCIAL LLC · Spokane, WA

AMERIPRISE FINANCIAL SERVICES, LLC · Spokane, WA

OSAIC WEALTH, INC. · SPOKANE, WA

OSAIC ADVISORY SERVICES, LLC · Spokane, WA

More in Spokane, WA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor