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Denise Montgomery Pacer

Ameriprise Financial Services, LLC

Amherst, NY

Amherst, NY

North Tonawanda, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-01
  • NY RA
    APPROVED
    Since 2021-11-01

Branch Locations

4241 Maple Rd, Amherst, NY 14226-1039 • United States

39 Maple Rd, Amherst, NY 14221-2920 • United States

North Tonawanda, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Bank Buffalo NY 08/2015 09/2016
Ameriprise Financial Services, Inc. Buffalo NY 10/2016 03/2020
Ameriprise Financial Services, Llc Amherst NY 03/2020 Present
  • 08/2015 → 09/2016
    M&T Bank
    Buffalo, NY
  • 10/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Buffalo, NY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Amherst, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-30
S63 Uniform Securities Agent State Law Examination 2013-03-28
  • S66 Uniform Combined State Law Examination
    2021-10-30
  • S63 Uniform Securities Agent State Law Examination
    2013-03-28
Other Names
  • Denise M Ketchum
  • Denise Montgomery Ketchum

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · Amherst, NY
MML INVESTORS SERVICES, LLC · Amherst, NY
MML INVESTORS SERVICES, LLC · Amherst, NY
MCCOLLUM CHRISTOFERSON GROUP, LLC · AMHERST, NY
NOTTINGHAM ADVISORS INC. · AMHERST, NY
CITIZENS SECURITIES, INC. · Amherst, NY
MCCOLLUM CHRISTOFERSON GROUP, LLC · Amherst, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Amherst, NY

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