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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2015-06-09 |
| TX | RA | APPROVED | 2015-06-09 |
Branch Locations
One City Center 10Th Floor, Portland, ME 04101 • United States
Yarmouth, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Portland | ME | 06/2015 | Present |
Maine Historical Society / 489 Congress St Portland,ME 04101 / Company/ Education / Provide a place for the public to learn about/research all things "Maine History" / Trustee / / I serve on the BOT as well as on three comitees 1)Advancement: Discuss and plan upcoming events and presentations. 2)Finance: Discuss the organization's budget and review investments to ensure MHS is operating effectively and responsibly 3)Executive: Over / Start Date 6/4/14 / 4) NAME OF OTHER BUSINESS:Mt Blue High School Alumni Association / INVESTMENT RELATED?: N/ ADDRESS: 129 Seamon Rd.,Farmington/ NATURE OF THE BUSINESS: I am the president. Our sole function is to give scholarships to recent graduates on an annual basis/ POSITION:Member of Board of directors / DUTIES: To give an annual scholarship/ START DATE: 9/2/2013/ HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-18 |
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