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Justin C Hughes

Charles Schwab & Co., Inc.

Lexington, KY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-12-11
  • KY RA
    APPROVED
    Since 2020-12-11

Branch Locations

2344 Elkhorn Rd Suite 175, Lexington, KY 40509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Lexington KY 05/2016 11/2020
Tiaa-Cref Individual & Institutional Services, Llc Lexington KY 05/2016 11/2020
Charles Schwab & Co., Inc. Lexington KY 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-10
  • S66 Uniform Combined State Law Examination
    2012-02-10
Other Names
  • Justin Hughes
  • Justin Chase Hughes

View on SEC IAPD

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GEORGE DAVID PIERCE
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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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